Sales and Distribution Compliance - Senior Vice President
iCapital· New York, New York, United States· 1 week ago
Apply Now ↗About the Role
About the Role
iCapital is looking to hire a Senior Vice President to join the Broker Dealer and Distribution Compliance team within the Regulatory and Compliance group. This individual supports the Chief Compliance Officer in the oversight, management, and execution of the broker‑dealer’s comprehensive compliance program. This role plays a critical leadership function in ensuring adherence to FINRA rules, SEC regulations, and other applic
Company
iCapital →Job Details
- Location
- New York, New York, United States
- Work Type
- On-site / Hybrid
- Posted
- 1 week ago